The financial industry in Reno is growing due to Nevada's favorable tax environment and an influx of high-net-worth clients. This, on the other hand, has presented new challenges: increased cyber threats, more frequent audits, and the ever-increasing requirement to present a professional image that engenders client confidence.
7th Di Technologies provides FINRA and SEC compliance IT services that match your business goals. We explain things clearly, without the technobabble.
Local Reno experts with an intimate understanding of Nevada SB220 and financial industry compliance
Deep knowledge and experience related to SEC, FINRA, and privacy compliance standards
Microsoft 365 compliance enhancements and secure file sharing solutions
Comprehensive documentation for regulators and custodians
Responsive, personalized support during trading hours
Regular disaster-recovery tests, including proof of readiness
Secure mobile and remote work solutions for client-facing teams
We complete a full network and security check, deploy monitoring tools, and record system details to provide clear visibility and immediate defense across your environment.
We present well-defined and improved audit findings, a year-long IT budget, and outline the main priorities identified through accurate data and collaboration with your staff.
We launch with a 60-step onboarding plan that sets structure, promotes consistency, and ensures each device and system in your environment matches our operational standards.
We launch our full suite of services with a 60-step onboarding plan that sets structure, promotes consistency, and ensures each device and system matches our operational standards.
We evaluate each system, then document and secure it to eliminate any compliance gaps. Onboarding with us gets your firm audit ready quickly and with minimal disruption to your client’s work.

Audit-Ready Confidence – Compliant with requirements by the SEC, FINRA, and Nevada
Reliability You Can Trust – Backups that are tested and confirmed quarterly
Proactive Security – Threats addressed before they impact your business
Zero-Noise IT – Systems operate seamlessly and enable your team to focus on the client
A True Technology Partner – Support that scales with your assets under management
Schedule a Consultation: (916) 226-6117
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